Securities Litigation & SEC Enforcement

Significant securities and government experience

Clients have succeeded in securities fraud class actions and shareholder derivative cases against all major plaintiffs' firms. We have also successfully counseled clients in investigations involving every SEC office in the United States and state regulators.

  • We defend companies and individuals facing shareholder actions arising from mergers and acquisitions, corporate transactions, derivative cases, and securities fraud class actions.
  • Clients gain from our deep experience investigating, prosecuting, defending, and trying sophisticated administrative, civil, and criminal securities and commodities enforcement matters.
  • Clients benefit from our extensive experience with the fiduciary duty concepts.
  • Our lawyers have served in senior positions at the SEC. Two served as chiefs of the Securities Fraud Unit in the U.S. Attorney's office for the Southern District of New York.