Insights

SEC Enforcement in Financial Reporting and Disclosure—2017 Year-End Update

SEC Enforcement in Financial Reporting and Disclosure—2017 Year-End Update

2017 will most likely be remembered as a year of transition, as the Securities and Exchange Commission’s enforcement actions indicate, at least in the near term, an emphasis on specific initiatives and retail investor protections, rather than the highly technical, non-fraud investigations dominant in recent years. Still, public companies should remain vigilant regarding potential risks, and continue to implement and maintain strong, robust controls.

Read the full Year-End Update.

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