PhilippeGoutay

Partner

(T) + 33.1.56.59.39.39

Philippe Goutay has represented French and international financial institutions on compliance with banking and financial regulations for over 20 years. He is an acknowledged leader in securities law, including trading, clearing, custody, and collateral.

Philippe has advised financial institutions on application forms filed with French financial supervisory authorities relating to licensing, authorizations, and capital requirements, including for market infrastructures such as market undertakings or clearing houses. His practice also focuses on the marketing of financial products or services, notably on cross-border and anti-money laundering issues. Complementary to this advisory role, he represents and assists clients before enforcement authorities such as the AMF (Autorité des marchés financiers) or the ACPR (Autorité de contrôle prudentiel et de résolution).

Since 2014, Philippe has been a member of the clearing, custody, and securities settlement advisory committee of the AMF. From 2007 to 2009, he was a member of the French delegation for the negotiation of the Geneva Securities Convention on the substantive rules for intermediated securities. Philippe lectures on central securities depositories and clearing houses in the Master 2 program in financial law at the University of Paris-Dauphine and has authored more than 40 publications in the financial regulatory area.

Experience

  • New Alpha invests in UnilendJones Day advised New Alpha Asset Management in connection with its €2.5 million (US$2.8 million) equity investment in Unilend, a leading crowdlending platform for SMEs.
  • Speaking Engagements

    • February 2, 2017
      Contrats-cadres de Produits Dérivés ISDA/FBF, Development Institute International
    • November 16, 2016
      Les Journées de l'AFTE - atelier "Risque de contrepartie : d’IFRS 13 à la BRRD"
    • March 10, 2016
      Presentation on the effects of a resolution process on third parties, Seminar Banque de France: Legal Experts And Financial Crisis
    • February 5, 2015
      Controls and investigations in financial institutions
    • December 5, 2014
      Presentation on the effects of a resolution process on third parties, Seminar Banque de France: Legal Experts And Financial Crisis: Prevention, Management, Resolution
    • December 3, 2014
      Morning meeting of AFTI - Focus on financial case law and jurisprudence in 2014
    • November 6, 2014
      Double Jeopardy: What about market abuse?
    • October 15, 2014
      European Developments in Clearing and Financial Regulations: EMIR and MiFID
    • October 15, 2014
      European Developments in Clearing and Financial Regulations: EMIR and MiFID
    • May 20, 2014
      The reinforcing of powers of French banking and financial authorities
    • May 20, 2014
      The reinforcing of powers of French banking and financial authorities
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