Cases & Deals

ClearList LLC registers as broker-dealer with FINRA and files as ATS with SEC

Client(s) ClearList Holdings LLC

Jones Day advised ClearList Holdings LLC and its subsidiary, ClearList LLC, regarding the filing of ClearList LLC's new member application with the Financial Industry Regulatory Authority to become a registered broker-dealer, and the filing of a Form ATS with the SEC to create an alternative trading system for the secondary trading of private securities.