Cases & Deals

Registered investment company represented in SEC investigation

Clients Registered investment company

Jones Day represented an Orange County, California-based registered investment company in connection with an examination by the Office of Compliance Inspections and Examinations (OCIE) of the SEC as part of the Never-Been-Examined Registered Investment Company Initiative first announced by OCIE in 2015.

We use cookies to deliver our online services. Details of the cookies and other tracking technologies we use and instructions on how to disable them are set out in our Cookies Policy. By using this website you consent to our use of cookies.