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Emily O. Harris
Associate

Contact

(T) +1.312.269.1529
(F) +1.312.782.8585

Education

  • Vanderbilt University (J.D. 2006; Dean's List; Research Editor, Vanderbilt Journal of Transnational Law); Tufts University (B.A. in Political Science magna cum laude 2003)

Bar Admissions

  • Illinois and New York

Emily Harris has more than a decade of experience representing investment advisers, private funds, broker-dealers, and operating companies on a broad range of regulatory and corporate matters. Her practice covers the formation, marketing, operation, and regulation of private funds (including hedge funds, funds of funds, hybrid funds, private equity funds, and venture capital funds); registration and compliance issues regarding investment advisers; broker-dealer "status" issues; sales of registered investment advisers; and investment company "status" matters. She also advises clients on forming investment entities for, and regulatory compliance with respect to, investments in cryptocurrencies and related assets.

In the context of private funds, Emily assists clients with various structures (such as master-feeder structures and parallel funds), investment objectives (such as capital appreciation and capital preservation), and strategies (such as long/short and opportunity), as well as sectors and geographies. Her experience includes negotiating agreements, such as side letters, administration agreements, custodial arrangements, and placement agent agreements, on behalf of private funds. She also assists U.S. and non-U.S. investors in connection with potential investments in private funds.

Emily’s investment management work focuses on advising registered and unregistered investment advisers concerning SEC and state registration and exemptions, compliance matters such as investment allocation, expense allocation, principal transactions, and other conflicts of interest, custody matters, performance advertising, social media, insider trading, SEC examinations, and compliance reviews.


Emily Harris