Cases & Deals

Regional bank holding company obtains favorable settlement with SEC

Clients Regional bank holding company

Jones Day represented a regional bank holding company and its officers in an SEC investigation of books, records, and internal controls. After several presentations and submissions by Jones Day to the SEC staff, the matter concluded on favorable terms for the entity. No individuals were named in the matter.

We use cookies to deliver our online services. Details of the cookies and other tracking technologies we use and instructions on how to disable them are set out in our Cookies Policy. By using this website you consent to our use of cookies.