Cases & Deals

E*TRADE pursues injunction proceedings and FSA investigation against an employee

Clients E*TRADE Securities Limited

Jones Day represented E*TRADE Securities Limited in injunction proceedings and FSA investigation against an employee. A new recruit of the client was accused of having retained and misused research material belonging to his previous employer. Injunction proceedings were brought by the previous employer and the FSA investigated the matter. Jones Day advised the client on the proceedings as well as the regulatory investigation and its relationship with the employee concerned.