News

Investment Adviser Compliance Conference 2018

Hyatt Regency Washington on Capitol Hill
400 New Jersey Avenue, NW
Washington, DC 20001

Jones Day Securities Litigation & SEC Enforcement partner David Bergers will be on a panel titled "Strategies for Managing an SEC Exam" at the annual Investment Adviser Association Compliance Conference. The panelists will discuss strategies needed to maintain readiness for a potential examination, recent developments in SEC examinations, what examiners expect, and how to handle the examination process from start to finish.

REGISTRATION

Registration for this event is required. To register, visit the Investment Adviser event website.

We use cookies to deliver our online services. Details of the cookies and other tracking technologies we use and instructions on how to disable them are set out in our Cookies Policy. By using this website you consent to our use of cookies.