Investment Adviser Compliance Conference 2018
Hyatt Regency Washington on Capitol Hill
400 New Jersey Avenue, NW
Washington, DC 20001
Jones Day Securities Litigation & SEC Enforcement partner David Bergers will be on a panel titled "Strategies for Managing an SEC Exam" at the annual Investment Adviser Association Compliance Conference. The panelists will discuss strategies needed to maintain readiness for a potential examination, recent developments in SEC examinations, what examiners expect, and how to handle the examination process from start to finish.
Registration for this event is required. To register, visit the Investment Adviser event website.