Alex Gendzier has a combined 30 years of capital markets experience as both a lawyer and a banker. He represents banks, companies, and investors in a broad range of capital markets transactions and advises boards of directors about corporate governance and SEC and stock exchange requirements. Alex advises on financial strategies and alternatives; IPOs; follow on equity offerings; private placements of equity; convertible and equity-linked and debt, PIPEs, high yield, and investment-grade securities; recapitalizations and out-of-court restructurings; liability management (exchange offers and tender offers; consent solicitations); and registered offerings.
Notable corporate clients include Caliber Collision, SAEx Holdings, Spanish Broadcast Systems, and Taseko Mines. Alex's extensive financial institution representations include Jefferies and Macquarie in private placements of debt and equity securities.
Between 1985 and 1991, Alex worked at Bankers Trust Company and BT Securities Corporation in the senior debt syndications group, leaving as a vice president and team leader.
Alex is a member of the board of directors of The Windward School located in White Plains, New York and serves as co-chair of the Annual Fund Committees of The Dwight School and The Windward School.
Marblegate: Second Circuit Reverses Broad Interpretation of Trust Indenture Act in Out-of-Court Restructurings
SEC Lifts Long-Time Ban on Advertising by Hedge Funds, Private Equity Funds, and Other Private Investment Vehicles
"General Solicitation" Now Permitted in Rule 144A Offerings: Are Foreign Private Issuers Free to Talk?
Securities and Exchange Commission Gives Guidance to Non-U.S. Broker-Dealers Through Rule 15a-6 FAQs
- New York University (J.D. 1994; Order of the Coif; Articles Editor, Annual Survey of American Law); Haverford College (B.A. 1984; Phi Beta Kappa)
- New York