Keeping Compliant with Financial Services Regulation When Working Remotely: A U.S. and EU Best Practice Conversation

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Join us for an interactive discussion on Tuesday, April 14th from 8:30 AM to 9:00 AM on keeping compliant with financial services regulation when working remotely. On this call, speakers from our U.S. and European offices will lead an engaging conversation on several topics including:

  • Maintaining books and records integrity while working remotely;
  • Exercising remote supervision; and
  • Maintaining trading obligation compliance.

This call will be of interest to many financial services providers, including broker-dealers and investment advisers. 

To register for the call, please email William Sleight at


  • Sergio Alvarez-Mena, Miami
  • Peggy Blake, Washington
  • Michael Butowsky, New York
  • Michael Fischer, Frankfurt
  • Philippe Goutay, Paris
  • Steve Obie, New York
  • Laura Pruitt, Washington